Service agreement framework

This page is a draft operating framework for intake and referral work. It is not a signed agreement and should be reviewed by counsel before it is used with clients, referral partners, or paid media.

Scope

The service may include initial intake, lead qualification, educational briefing coordination, referral routing, documentation collection guidance, and handoff to professional advisors or an offering sponsor.

Excluded services

The service does not include tax return preparation, tax opinions, legal advice, accounting services, investment advice, broker-dealer services, securities placement, custody, or final eligibility determination.

Client responsibilities

Prospects and clients are responsible for providing accurate information, engaging qualified advisors, reviewing final documents, evaluating risks, and making their own decision before entering any transaction.

Compensation disclosure

If referral, marketing, or success-based compensation applies, it should be disclosed in writing before the recipient makes a decision. Exact payout terms should be confirmed in the written partner agreement.

Contact

Agreement questions should be sent to James@utlyze.com.